📚 BASIC STRUCTURE DOCTRINE
🔍 1. What is the Basic Structure Doctrine?
Basic Structure Doctrine is a judicial innovation developed by the Supreme Court of India, which limits the power of Parliament to amend the Constitution.
👉 In simple words:
Parliament can amend the Constitution—but it cannot destroy its fundamental features.
🟦 ARTICLE 12 – What is “State”?
✅ Simple Explanation:
Article 12 tells us what is meant by “State” when we talk about Fundamental Rights.
It means — whenever any authority from the list below violates your Fundamental Rights, you can go to court.
✅ “State” includes:
✅ Included | 🧾 Examples |
---|---|
1. Central Government | Prime Minister’s Office, President, Ministries |
2. Parliament of India | Lok Sabha, Rajya Sabha |
3. State Governments | Chief Minister, State Departments |
4. State Legislatures | Legislative Assembly, Council |
5. Local Authorities | Nagar Palika, Panchayat, Zila Parishad |
6. Other Authorities | Government-controlled bodies like LIC, ONGC, UGC, BCCI (if public in nature) |
⚖️ Why Article 12 is important:
Because Fundamental Rights apply only against the State, not against private individuals (except Article 17, 23, etc.).
🟦 ARTICLE 13 – What is “Law”? & What happens if it violates FRs?
✅ Simple Explanation:
Article 13 protects your Fundamental Rights from any law made by the State that violates them.
🔍 Breakdown of Article 13:
🧾 Clause | 🔎 Meaning |
---|---|
13(1) | Any law made before the Constitution (i.e., before 1950) that violates Fundamental Rights is void. |
13(2) | The State cannot make any law in future that takes away or reduces your Fundamental Rights. |
13(3) | Defines what “law” means: it includes ordinances, orders, rules, regulations, bye-laws, notifications, etc. |
13(4) | A constitutional amendment (under Article 368) is not considered “law” under this article. (Added by 24th Amendment after Golaknath case) |
⚔️ Conflict between Article 13 and Article 368
(And how it led to the Basic Structure Doctrine)
🧩 First, recap:
✅ Article 13 says:
Any law violating Fundamental Rights is void.
✅ Article 368 says – Power to Amend the Constitution
Parliament has the power to amend the Constitution. Article 368 gives Parliament the power to amend the Constitution, including any part of it.
❓ So, what’s the conflict?
Let’s break it down simply:
- Fundamental Rights are protected by Article 13.
- Parliament can amend any part of the Constitution through Article 368.
- So the question arose: “Can Parliament amend Fundamental Rights? Or will Article 13 block it?”
⚔️ The Real Question:
Is a constitutional amendment (under Article 368) considered “law” under Article 13?
- If YES, then Article 13 will apply, and Parliament cannot amend Fundamental Rights.
- If NO, then Article 368 will apply, and Parliament can amend anything, even delete rights.
This question led to the biggest constitutional debates in India.
📜 First Constitutional Amendment Act, 1951
👉 Passed on: 18th June 1951
👉 President: Dr. Rajendra Prasad
👉 PM: Jawaharlal Nehru
🧭 CONTEXT: What happened just after the Constitution came into force?
The Constitution came into effect on 26th January 1950.
Within a few months, the Fundamental Rights (especially Article 19 and 31) were being used in courts to strike down major reform laws.
⚖️ KEY PROBLEM: Judiciary vs. Parliament
✅ Fundamental Rights guaranteed:
- Article 19(1)(f) – Right to property
- Article 31 – Protection from property acquisition without compensation
🔥 Real Issue:
🧾 Parliament passed land reform laws to redistribute land to poor farmers (like Zamindari Abolition Acts).
⚖️ But Courts struck them down, saying they violated Right to Property.
Example:
- State of Bihar v. Kameshwar Singh (1951) – Court struck down land reform laws.
🧨 This angered the government. Nehru called it a “Judicial roadblock” to social justice.
🛠️ So, Government brought 1st Constitutional Amendment (1951) to:
🔧 1. Protect land reform laws
→ Added Articles 31A and 31B
→ Protected laws related to land reforms from being challenged under FRs.
🛡️ 2. Added the 9th Schedule
→ Any law put under this schedule was shielded from judicial review.
🗣️ 3. Amended Article 19
→ Allowed the State to impose “reasonable restrictions” on:
- Freedom of speech and expression (to stop misuse)
- Freedom to form associations
- Freedom to practise any profession, etc.
⚖️ What is a Constitutional Bench?
A Constitutional Bench is a bench of the Supreme Court of India constituted to decide important questions of law involving the interpretation of the Constitution.
✅ Legal Basis: Article 145(3)
“The minimum number of Judges who are to sit for the purpose of deciding any case involving a substantial question of law as to the interpretation of this Constitution shall be five.”
So yes:
✅ Minimum number of judges in a Constitutional Bench = 5
🔢 Odd Number Rule – Is It Always Odd?
✅ Yes, in practice, Constitutional Benches always have an odd number of judges.
❓ Why?
Because:
- It avoids a tie in the final judgment.
- A majority opinion must be reached to pronounce the decision.
📘 Major Constitutional Bench Cases: Article 13 vs. 368 & Basic Structure Doctrine
🏛️ 1. Shankari Prasad v. Union of India (1951) – [5-Judge Bench]
🔹 Issue:
Can Parliament amend Fundamental Rights using Article 368, or will Article 13 invalidate such an amendment?
🔹 Background:
- Parliament passed the 1st Constitutional Amendment (1951) to protect land reform laws.
- This amendment added Articles 31A, 31B, and introduced the 9th Schedule.
- It was challenged for violating Right to Property under Article 31 and equality under Article 14.
🔹 Petitioner’s Argument:
An amendment is also a “law” under Article 13(2), and since it violates FRs, it should be void.
🔹 Government’s Argument:
Amendments made under Article 368 are not “law” under Article 13, so Article 13 doesn’t apply.
🔹 Judgment:
- Supreme Court held that Constitutional Amendments are not “law” under Article 13.
- Parliament can amend any part of the Constitution, including Fundamental Rights.
🔹 Impact:
- Gave Parliament full amending power under Article 368.
- Upheld the 1st Amendment and supported land reform.
- Set the tone for future conflicts between Parliament and Judiciary on Constitutional amendments.
🏛️ 2. Sajjan Singh v. State of Rajasthan (1965) – [5-Judge Bench]
🔹 Issue:
Can Parliament amend Fundamental Rights using Article 368, even after judicial review was strengthened post-Shankari Prasad?
🔹 Background:
- In 1964, Parliament passed the 17th Constitutional Amendment Act to further protect land reform laws by adding more acts to the 9th Schedule and amending Article 31A.
- This was again challenged in the Supreme Court for violating Fundamental Rights, particularly Article 14 (equality) and Article 19 (freedom).
🔹 Petitioner’s Argument:
Constitutional amendments that affect Fundamental Rights should be subject to Article 13, and hence void if they violate those rights.
🔹 Government’s Argument:
Reiterated the position from Shankari Prasad — a constitutional amendment is not a “law” under Article 13, and Parliament has full power under Article 368.
🔹 Judgment:
- The Supreme Court upheld the 17th Amendment.
- Reaffirmed that Parliament can amend any part of the Constitution, including Fundamental Rights.
- Amendments are not “law” under Article 13, so Article 13 does not restrict Article 368.
🔹 Impact:
- Reconfirmed Parliament’s power to amend FRs.
- However, Justice Hidayatullah and Justice Mudholkar expressed concern: “Should there be some implied limits on Parliament’s amending power?”
This laid the foundation for the Golaknath case (1967), which would question this logic more deeply.
🏛️ 3. Golaknath v. State of Punjab (1967) – [11-Judge Bench]
🔹 Issue:
Can Parliament amend or take away Fundamental Rights, or are such amendments restricted by Article 13?
🔹 Background:
- The 17th Constitutional Amendment (1964) had added more land reform laws to the 9th Schedule, which were seen as violating Article 14 (equality) and Article 19(1)(f) (right to property).
- The petitioners (the Golaknath family) challenged this amendment, claiming Parliament had no power to alter Fundamental Rights.
🔹 Petitioner’s Argument:
- A Constitutional Amendment = Law under Article 13(2).
- Parliament cannot make any law that abridges or takes away Fundamental Rights.
- Hence, any amendment that violates Fundamental Rights should be declared void.
🔹 Government’s Argument:
- Repeated its earlier stand: Amendments are not “law” under Article 13.
- Parliament has sovereign power to amend the Constitution under Article 368.
🔹 Judgment:
- Supreme Court (6:5 majority) gave a historic ruling:
- Parliament cannot amend Fundamental Rights.
- Constitutional amendments are “law” under Article 13(2) and hence subject to its restriction.
- Fundamental Rights have a “transcendental position” in the Constitution.
🔹 Impact:
- Severely restricted Parliament’s power to make constitutional amendments.
- Created a constitutional crisis — social and land reforms were blocked.
- Led to Parliament enacting the 24th Constitutional Amendment (1971) to restore its amending power.
- Set the stage for the Kesavananda Bharati case (1973).
🏛️ 4. Kesavananda Bharati v. State of Kerala (1973) – [13-Judge Bench]
🔹 Issue:
Does Parliament have the power to amend any part of the Constitution, including Fundamental Rights?
Is there any limit to Parliament’s amending power under Article 368?
🔹 Background:
- After the Golaknath judgment (1967), Parliament’s power to amend Fundamental Rights was blocked.
- To restore it, the 24th Constitutional Amendment (1971) was passed, declaring that constitutional amendments are not law under Article 13 and reaffirming Parliament’s full power to amend.
- Kesavananda Bharati, a seer from Kerala, challenged Kerala’s land reform laws and, more broadly, tested the extent of Parliament’s power under Article 368.
🔹 Petitioner’s Argument:
- Parliament’s power is not unlimited.
- The Constitution is based on certain core principles (like democracy, rule of law) that cannot be altered or destroyed.
🔹 Government’s Argument:
- Parliament has absolute power under Article 368 to amend any provision, including Fundamental Rights.
- There should be no restriction on the amending process as long as the procedure is followed.
🔹 Judgment:
- Delivered by the largest bench in Indian history (13 judges).
- Verdict: 7–6 majority.
Key rulings:
- Parliament can amend any part of the Constitution, including Fundamental Rights.
- BUT it cannot alter or destroy the Basic Structure of the Constitution.
- The Basic Structure Doctrine was formally established for the first time.
🔹 Impact:
- Introduced judicial limits on Parliament’s amending power.
- Basic Structure Doctrine became a permanent feature of Indian Constitutional law.
- Balanced the power between Parliament and Judiciary.
- This judgment is considered the guardian of the Constitution’s soul.
🏛️ 5. Indira Nehru Gandhi v. Raj Narain (1975) – [5-Judge Bench]
🔹 Issue:
Can Parliament bar the judiciary from reviewing the election of the Prime Minister through a constitutional amendment?
🔹 Background:
- In the 1971 Lok Sabha elections, Indira Gandhi defeated Raj Narain in Rae Bareli.
- Raj Narain challenged her election in the Allahabad High Court, which found her guilty of electoral malpractice and invalidated her election.
- While the case was pending appeal, Parliament passed the 39th Constitutional Amendment (1975) which:
- Stated that the election of the Prime Minister, President, Vice President, and Speaker could not be challenged in court.
- Transferred jurisdiction of such matters to a special body to be created by Parliament.
🔹 Petitioner’s Argument (Raj Narain):
- The 39th Amendment violates the Basic Structure by:
- Removing judicial review
- Undermining free and fair elections
- Destroying equality before law
🔹 Government’s Argument:
- The amendment is valid under Article 368.
- Parliament has the power to amend any provision of the Constitution.
🔹 Judgment:
- Supreme Court struck down the 39th Amendment (for the first time applying the Basic Structure Doctrine).
- Held that:
- Free and fair elections are part of the Basic Structure.
- Judicial review is essential for upholding democracy and the rule of law.
- The attempt to protect Indira Gandhi’s election was unconstitutional.
🔹 Impact:
- First case where a constitutional amendment was invalidated for violating the Basic Structure.
- Reinforced the authority of the Supreme Court to check political misuse of constitutional power.
- Strengthened democratic principles and judicial independence.
🏛️ 6. Minerva Mills v. Union of India (1980) – [5-Judge Bench]
🔹 Issue:
Can Parliament have unlimited power to amend the Constitution?
Is the balance between Fundamental Rights and Directive Principles part of the Basic Structure?
🔹 Background:
- After the Emergency (1975–77), the Indira Gandhi government passed the 42nd Constitutional Amendment (1976).
- This amendment:
- Gave Parliament unlimited power to amend the Constitution (via changes to Article 368).
- Declared that DPSPs would override Fundamental Rights.
🔹 Petitioner’s Argument (Minerva Mills):
- The 42nd Amendment violates the Basic Structure by:
- Giving Parliament unchecked power.
- Destroying the balance between FRs and DPSPs.
- Taking away judicial review, a core feature of the Constitution.
🔹 Government’s Argument:
- Parliament has full amending power.
- Prioritizing Directive Principles helps achieve socio-economic justice.
🔹 Judgment:
- Supreme Court struck down key parts of the 42nd Amendment.
- Held that:
- Limited amending power of Parliament is part of the Basic Structure.
- The harmony between Fundamental Rights and Directive Principles is essential and cannot be disturbed.
- Judicial review cannot be eliminated.
🔹 Impact:
- Reasserted the judiciary’s role as guardian of the Constitution.
- Prevented Parliament from becoming supreme over the Constitution.
- Strengthened the Basic Structure Doctrine by adding:
- Limited amending power
- Judicial review
- Balance between FRs and DPSPs
🏛️ 7. Waman Rao v. Union of India (1981) – [5-Judge Bench]
🔹 Issue:
Do laws placed in the Ninth Schedule of the Constitution after the Kesavananda Bharati judgment (1973) enjoy protection from judicial review, even if they violate Fundamental Rights?
🔹 Background:
- Article 31B and the Ninth Schedule (inserted via 1st Amendment in 1951) protect certain laws from being struck down for violating Fundamental Rights.
- Post-Kesavananda (1973), many more laws were added to the Ninth Schedule to avoid judicial scrutiny.
- Petitioners argued that this blanket protection should not apply to laws that destroy the Basic Structure.
🔹 Petitioner’s Argument:
- Laws placed in the Ninth Schedule after 24 April 1973 (the date of the Kesavananda judgment) must be tested against the Basic Structure Doctrine.
- Parliament cannot use the Ninth Schedule to bypass Fundamental Rights and core constitutional values.
🔹 Government’s Argument:
- Laws in the Ninth Schedule are protected by Article 31B, regardless of when they were added.
- Parliament’s power to place laws in the Ninth Schedule is part of its amending power.
🔹 Judgment:
- The Supreme Court created a clear distinction:
- ✅ Laws added to the Ninth Schedule before 24 April 1973 are safe.
- ❌ Laws added after 24 April 1973 are open to judicial review if they violate the Basic Structure.
- Reaffirmed the Kesavananda Bharati judgment.
🔹 Impact:
- Introduced a cut-off date (24 April 1973) for Ninth Schedule protection.
- Strengthened the Basic Structure Doctrine by preventing its misuse via backdoor entries into the Ninth Schedule.
- Made Parliament accountable even while using its amending powers.
🏛️ 8. S.R. Bommai v. Union of India (1994) – [9-Judge Bench]
🔹 Issue:
Can the President’s Rule (Article 356) be imposed arbitrarily by the Union government?
Are secularism and federalism part of the Basic Structure of the Constitution?
🔹 Background:
- Several state governments were dismissed by the Union using Article 356, claiming breakdown of constitutional machinery.
- Most of these dismissals were politically motivated, not based on actual constitutional crises.
- S.R. Bommai, former CM of Karnataka, challenged the dismissal of his government, triggering a large constitutional debate.
🔹 Petitioner’s Argument:
- The use of Article 356 must be subject to judicial review.
- Secularism and federalism are core features of the Constitution and cannot be violated by political misuse of central power.
🔹 Government’s Argument:
- The President’s satisfaction in invoking Article 356 is final and not justiciable.
- Parliament has the right to decide when there is a constitutional breakdown in a state.
🔹 Judgment:
- Supreme Court gave a historic verdict:
- President’s Rule is subject to judicial review.
- Secularism and federalism are part of the Basic Structure.
- The Union cannot dismiss state governments based on political reasons.
- A floor test in the Assembly is the proper way to determine majority.
🔹 Impact:
- Curbed the misuse of Article 356 by the central government.
- Strengthened India’s federal structure and state autonomy.
- Cemented secularism and federalism as non-negotiable Basic Structure elements.
- Reinforced the idea that constitutional morality overrides political convenience.
🏛️ 9. I.R. Coelho v. State of Tamil Nadu (2007) – [9-Judge Bench]
🔹 Issue:
Can laws placed in the Ninth Schedule of the Constitution after 24 April 1973 be challenged if they violate the Basic Structure Doctrine?
🔹 Background:
- After the Kesavananda Bharati judgment (1973), the Waman Rao case (1981) clarified that laws added to the Ninth Schedule after 24 April 1973 can be reviewed.
- However, there was still confusion over whether Fundamental Rights can be protected from amendments using the Ninth Schedule.
- I.R. Coelho challenged the inclusion of certain Tamil Nadu land ceiling laws in the Ninth Schedule, claiming they violated equality and judicial review.
🔹 Petitioner’s Argument:
- Ninth Schedule cannot be used as a shield to protect unconstitutional laws.
- If a law violates Fundamental Rights forming part of the Basic Structure, it must be struck down, even if in the Ninth Schedule.
🔹 Government’s Argument:
- Laws in the Ninth Schedule enjoy absolute protection under Article 31B.
- Parliament has amending power under Article 368 to place any law in the Ninth Schedule.
🔹 Judgment:
- The Supreme Court gave a landmark ruling:
- ✅ All laws inserted into the Ninth Schedule after 24 April 1973 are open to judicial review.
- ❌ If these laws violate Fundamental Rights that form part of the Basic Structure, they can be struck down.
- Ninth Schedule is not above the Constitution.
🔹 Impact:
- Reinforced the Basic Structure Doctrine as a check on Parliament’s power.
- Made it clear that Article 31B and the Ninth Schedule are not immune from judicial scrutiny.
- Strengthened the role of the judiciary in protecting core constitutional values.
🏛️ 10. Justice K.S. Puttaswamy (Retd.) v. Union of India (2017) – [9-Judge Bench]
🔹 Issue:
Is the Right to Privacy a Fundamental Right under the Indian Constitution?
Does it form part of Article 21 (Right to Life and Personal Liberty)?
🔹 Background:
- The case arose during challenges to the Aadhaar scheme, where citizens’ biometric and personal data was being collected.
- Earlier judgments like M.P. Sharma (1954) and Kharak Singh (1962) had held that privacy is not a fundamental right.
- The matter was referred to a 9-judge bench to clarify whether privacy is protected under the Constitution.
🔹 Petitioner’s Argument:
- Privacy is intrinsic to human dignity, liberty, and personal autonomy.
- It flows from Articles 14, 19, and 21, and is essential for the right to life.
- Denying privacy would undermine democracy and constitutional morality.
🔹 Government’s Argument:
- Privacy is not an explicitly stated Fundamental Right.
- In a welfare state, the right to privacy can be reasonably restricted for public interest (e.g., Aadhaar).
🔹 Judgment:
- Unanimous verdict by 9 judges:
- Right to Privacy is a Fundamental Right under Article 21.
- It also flows from Articles 14 (equality) and 19 (freedom).
- Earlier rulings (M.P. Sharma, Kharak Singh) were overruled.
- Privacy is essential to human dignity, autonomy, and democracy.
🔹 Impact:
- Marked a historic expansion of Fundamental Rights.
- Strengthened Article 21 and its broad interpretation.
- Though not directly using the Basic Structure Doctrine, it upheld core constitutional values like dignity, liberty, and limited government.
- Became the basis for further challenges to Aadhaar and other surveillance-related laws.